Back to CV list
Gregory
Personal data and contacts will be open only to employers with access to CV database
Chief compliance officer 150 000
Job Type: Full-Time

Education

From 0 to 1998
Capital Market
Stockbroking
From 0 to 1998
Capital Market
Financial Analyst
From 0 to 1998
Capital Market
Stockbroking
Languages:
English

Experience

Chief Compliance Officer
UNEX Capital Ltd
November 2007 - Present Day (9 years 6 months)

Ensure adherence to Rules and Regulations by regulatory Authorities
Report Financial Transactions to EFCC as at when due.
Ensure clients are properly documented
Ensure NSE Rules are followed
Liaise with Regulatory Authorities for update
Report Financial Transactions to SEC.
Advising the Company on opportunities in the market
Preparing financial Reports for Management decisions
Preparing financial reports based on IFRS for regulatory authorities